At K&L, we counsel start-up, emerging and established businesses with respect to the organization, structuring and negotiation of private securities offerings and investments therein. Accordingly, the firm assists in the preparation, review, and negotiation of private placement memorandums (PPM) for all types of Regulations D private offerings including Rules 504, 505, 506 and 506(c). We can also advise you with respect to securities laws in the states of Colorado and Washington. 

We represent private issuers of securities, institutional and private investors, angels and more in a host of sophisticated and customized transactions. We bring a holistic approach to what can be a complicated regulatory overlay to ensure issuers or investors are adequately represented and protected. We also have extensive experience working with other advisors, including CPAs and financial representatives, to streamline the PPM process and improve efficiencies across the board.

Practice Group Leader:

Robert Keating

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